Worked closely with compliance team within the division cited in the regulatory report, to update the KYC documentation requirements as required.
- Provided project manager and client research team to re-document client files as defined by bank’s client information requirements. Clients include international financial institutions, corporations, investment funds and corresponding advisors.
- Developed database to track project progress and to report on project operating metrics to client management.
- Prepared client for regulator review meetings
- Met required completion timelines defined by client and regulators