Deficient customer risk scoring model

Challenge Upgrade risk scoring model to meet regulatory standard

Worked with business management and compliance teams within each business division (private wealth management, and corporate institutions).

  • Identified key factors and associated risk weightings and values.  Factors included domicile, product set, source of assets, industry classification, etc.
  • Designed and tested methodology to risk rate customers based the identified factors, risk weightings, and risk values. 
  • Developed functional specifications and oversaw enhancements to risk rating module of client’s compliance surveillance platform.