Worked with business management and compliance teams within each business division (private wealth management, and corporate institutions).
- Identified key factors and associated risk weightings and values. Factors included domicile, product set, source of assets, industry classification, etc.
- Designed and tested methodology to risk rate customers based the identified factors, risk weightings, and risk values.
- Developed functional specifications and oversaw enhancements to risk rating module of client’s compliance surveillance platform.
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