Issue

New Rules Definition and Implementation

Challenge Client is “encouraged” by regulators to augment their surveillance capabilities
Results

Using industry knowledge and experience, Madison defined a recommended set of new rules for the private wealth division to be coded into the transaction monitoring system.  Worked closely with the client to present the proposed changes to the regulators for validation, prior to implementation.  Managed process of development, testing, and deployment of the new rules.  Team consisted of Madison resources, client staff, and system vendor developers.