The financial services industry is undergoing an unprecedented period of change. Our comprehensive program helps our clients to:
![]() |
Prepare for increased regulatory and investor scrutiny |
---|---|
![]() |
Manage exposure risk to third-party providers |
![]() |
Strengthen business practices to attract investors and ensure growth |
![]() |
Preserve their franchise by identifying and mitigating potential business risks |
Our program is based upon our experience with best-in-class reviews of buy and sell-side business processes and covers the following 3 areas:
![]() |
Operational Processes and Controls |
---|---|
![]() |
Counterparty Management |
![]() |
Outsourced Service Provider Oversight |
![]() |
Risk Management |
![]() |
Documentation and Procedures |
![]() |
Disaster Recovery / Business Continuity |
![]() |
Compliance and Regulatory |
![]() |
Proprietary template based on AIMA DDQ overlayed with Madison's experience and global industry best practices |
---|---|
![]() |
Flexible platform permits future updates and addition of new questions and responses |
![]() |
Manage start-up and/or third-party risk with temporary seasoned resources to ensure smooth integration |
---|---|
![]() |
Effectively communicate your unique franchise value with the help of an experienced marketer |
![]() |
Increase operating efficiency through creation of standard procedural documentation |
Our process offers a flexible, modular approach to work with your schedule, while still being time and cost efficient
![]() |
![]() |
Comprehensive – Consolidated best practices and Madison’s expertise provides a complete view |
---|---|---|
![]() |
Efficient – Short engagements – typically 3 to 4 weeks on average – identify issues quickly to allow you to fix what’s critical first | |
![]() |
Actionable – We provide time- and cost-efficient recommendations that are practical and achievable | |
![]() |
Flexible – Work is done both onsite and offsite, working around your schedule, to minimize disruption |